Author: Alliant
On his first day in office, President Biden signaled that he would follow through on a campaign promise to revamp the prior administration’s rules and regulations pertaining to civil rights for the LGBTQ community and Title IX’s prohibition against sexual discrimination, specifically sexual harassment in educational programs and activities.i He did this by issuance of a January 20, 2021 Executive Orderii that directed federal agency heads to review all agency actions administered under Title VII of the Civil Right Act pertaining to employment discrimination as well as “other laws that prohibit discrimination on the basis of gender identity or sexual orientation.” In support of this directive, the President referred to the 2020 United States Supreme Court decision in Bostock vs. Clayton Countyiv in which the Court held that Title VII’s statutory language prohibiting discrimination “because of sex” covered discrimination based on sexual orientation.
In March 2021, the President doubled down on his promise when he issued another Executive Order directly addressing Title IX of the Civil Right Actv titled “Guaranteeing an Educational Environment Free From Discrimination on the Basis of Sex, Including Sexual Orientation or Gender Identity.”vi In the order, the President made it clear that by discrimination on the basis of sex, he meant sexual harassment and that he included sexual orientation and sexual identity as types of discrimination covered by the law. The order directs the Secretary of Education to undertake a review of all agency actions inconsistent with the administration’s policy of preventing sexual harassment in schools, specifically a review of the previous administration’s May 2020 regulations pertaining to sexual harassment. These regulations, effective August 14, 2020,vii had pointedly rescinded guidance from the Obama Administration as to how covered educational institutions should handle sexual harassment complaints and made significant substantive changes pertaining to sexual harassment procedural requirements.
Consistent with the Executive Orders, on June 21, 2021, the Department of Education announced the filing of a Notice of Interpretation stating that the Department’s Office of Civil Rights (OCR) would construe Title IX consistent with the Bostock decision and include gender identity and sexual orientation as protected by the law against sex discrimination in educational programs.viii In December of last year, the Department announced that it would be filing new administrative rules/regulations pertaining to the “grievance procedures that provide for the fair, prompt, and equitable resolution of reports of sexual harassment and other sex discrimination; and to addressing discrimination based on sex, including sexual orientation and gender identity, in educational environments.”ix Following a year and a half of stakeholder input and a nationwide public hearingx, in July of this year, the Biden administration filed new proposed administrative rules for implementation of Title IX pertaining to the vital area of sex harassment and assault in colleges and universities and K-12 schools.xi
The new rules if finally adopted after a public comment period will replace controversial rules adopted during the Trump administration. Largely reverting to policy offered as informal guidance during the Obama administration, the proposed new rules make numerous significant changes in how covered educational institutions (those with programs and activities receiving federal funds) should procedurally handle complaints of sexual harassment and/or assault. Among the significant changes proposed are the following:
1. Sex Based Harassment Definition Broadened: The proposed new definition expands the scope of prohibited conduct to include sex harassment, harassment based on sex stereotypes, sex characteristics, pregnancy, or related conditions, sexual orientation, and gender identity. The Trump administration’s definition had narrowed the scope of prohibited conduct to behavior “so severe, pervasive, and objectively offensive that it effectively denies a person equal access to educational programs or activities.” The proposed change provides new protections for LBGTQ students facing discrimination based on sexual orientation and gender identity. However, the administration’s statement on the rules provides that separate rules will be proposed addressing student’s rights to participate in male or female athletic events, a subject of growing interest among parents and educational institutions.
2. Applies to Hostile Environment and Off Campus Conduct: The proposed rules require covered educational institutions to address conduct that creates or contributes to a hostile environment in any of their programs and activities including conduct a) occurring in any building owned or controlled by a student organization officially recognized by a postsecondary institution; and b) occurring off campus when the actor is a representative of the educational institution or engaged in conduct under the institution’s disciplinary authority. The rule’s scope extends to this conduct even if it occurs outside of the United States. The current rules do not require conduct contributing to a hostile environment to be addressed if occurring outside of the educational institution’s specific programs or activities or outside of the United States. The proposed rules are likely to increase the number of cases colleges will be required to investigate and resolve due to the rule’s broader scope.
3. Expands Duty to Respond to Sex Discrimination: The current rules only require a response to possible sexual harassment when there is “actual knowledge.” Under existing rules, at post-secondary institutions only employees with authority to initiate corrective measures can have actual knowledge, thus implicitly requiring the filing of a complaint by the alleged victim. The proposed rule makes clear that the duty to operate education programs and activities free from prohibited sex discrimination is fulfilled only when the educational institution takes prompt and effective action to end such discrimination, prevent its recurrence and remedy its effects. This will serve to broaden the responsibilities of all teaching or advising employees of the college/university to report violative conduct any time they are aware of its existence, regardless of whether a formal notice or complaint has been filed. This significantly broadens the scope of the mandatory reporting requirements from current law.
4. Expanding grievance procedures to complaints of sexual discrimination: At present, rules pertaining to the handling of grievances only apply to claims of sexual harassment. The proposed rules would apply such required procedures to complaints of sexual discrimination of every kind. In addition, the proposed rules revive an Obama era grievance provision allowing for a single investigator model whereby the decisionmaker may also be the person who investigates the complaint. Finally, the proposed rules require that the processes for handling grievances to determine whether sex discrimination occurred shall use the preponderance of evidence standard and not the clear and convincing standard unless the latter is used in all other comparable proceedings including those involving other discrimination complaints.
5. Postsecondary student rights expanded: The proposed rules pertaining to grievance procedures applicable to sex harassment complaints in post-secondary institutions permit but do not require a live hearing to be held on the complaint. This is a deviation from current rules which require such hearings. The proposal requires that when a live hearing is used, it must allow students to participate from separate locations by way of technology. (The current and proposed rules do not require live hearings and cross examination in elementary and secondary school sex discrimination or harassment proceedings).
There are legitimate concerns that some of the 2022 proposed changes will generate a “wave of litigation.” According to a Brooklyn College professor who has authored a leading text on campus legal issues, since the Obama administration’s informal guidance, accused students have filed 477 federal court and 197 state court lawsuits challenging aspects of the guidance and asserting due process violations. Increased filings and trends as to the issues asserted tend to follow the changes in Title IX implementation, according to the professor. Predictably, the filing of lawsuits following formal adoption of the new Biden administration rules likely will increase and assert due process violations centering round the new rules’ lack of procedural requirements for live hearings and cross examination in the resolution of grievances.xii
The fact is that following the Obama era guidance, case law has tended to support due process rights in these proceedings. In John Doe v. Baum, the 6th Circuit Court of Appeals held that the University of Michigan was required by due process guarantees to hold a live hearing and allow witness cross examination in Title IX proceedings since the potential sanction from the process was suspension or expulsion and because determinations turned on witness/accuser credibility.xiii Civil rights organizations have concerns that the new proposed rules do not do enough to protect the rights of the accused.xiv The legal policy director for the Foundation for Individual Rights and Expression, a nonpartisan civil liberties group, stated that the rules’ lack of a mandate for live hearings and cross examination ignores free speech and due process rulings of numerous courts pertaining to Title IX deliberations.xv
Education institutions can be forgiven for having a bit of whiplash resulting from the fact that the past three presidential administrations have adopted different rules for implementation of Title IX’s sex discrimination and sex harassment grievance handling. Though the Biden and Obama administrations were of like mind in this area, the Obama administration never adopted formal administrative rules (having the force and effect of law) and only issued guidance in this regard. The Trump administration made significant changes to that guidance in 2020 and adopted the first formal rules pertaining to procedures for handling sex harassment/assault on college campuses. Now only 2 years later, the requirements for administration of Title IX are changing again. Consequently, all colleges and universities covered by Title IX should review their current policies and procedures and be ready to make revisions occasioned by the new rules once they are formally adopted following the required public comment period.
[i] https://www.nbcnews.com/politics/2020-election/biden-wants-scrap-betsy-devos-rules-sexual-assault-schools-it-n1247472; https://www.nbcnews.com/feature/nbc-out/biden-talked-big-game-lgbtq-rights-here-s-what-his-n1247451.
[ii] https://www.govinfo.gov/content/pkg/FR-2021-01-25/pdf/2021-01761.pdf.
[iii] Civil Rights Act of 1964 § 7, 42 U.S.C. § 2000e et seq (1964).
[iv] 590 U.S. ___, 140 S.Ct. 1731 (2020); https://www.supremecourt.gov/opinions/19pdf/17-1618_hfci.pdf.
[v] Title IX of the Education Amendments of 1972, 20 U.S.C. §§ 1681-1688. Title IX protects people from discrimination based on sex in education programs or activities that receive federal financial assistance.
[vi] https://www.govinfo.gov/content/pkg/FR-2021-03-11/pdf/2021-05200.pdf.
[vii] https://www.govinfo.gov/content/pkg/FR-2020-05-19/pdf/2020-10512.pdf.
[viii] https://www2.ed.gov/about/offices/list/ocr/docs/202106-titleix-noi.pdf.
[xiii] https://www.opn.ca6.uscourts.gov/opinions.pdf/18a0200p-06.pdf.
[xiv] https://www.nytimes.com/2022/06/23/us/politics/biden-transgender-students-discrimination.html.
[xv] But see Victim Rights Law Center, et al. v. Cardona, in which a US District Court held that a portion of the live hearing requirement for the post-secondary schools’ Title IX grievance processes under the 2020 rules was arbitrary and capricious. The court specifically held that the part of the 2020 rules requiring that a decision maker may not rely upon statements that are not subject to cross examination during a hearing was illegal and vacated that portion of the existing rule. https://casetext.com/case/victim-rights-law-center-v-cardona.